Related Books

Canada

• Alberta Securities Commission
  The industry-funded organization responsible for overseeing the capital market in Alberta. The Commission administers the Alberta Securities Act, the Securities Regulation and Alberta Securities Commission Rules.
• British Columbia Securities Commission
• Ontario Securities Commission
• Commission des Valeurs Mobilieres de Quebec

Mexico

• Comision Nacional Bancaria y de Valores

United States

• Commodity Futures Trading Commission
• Municipal Securities Rulemaking Board (MSRB)
• National Association of Securities Dealers (NASD)
• National Association of Securities Dealers Regulation Inc. - The regulatory arm of NASD provides information and notices to members and profiles of brokers for consumer research.
• Options Clearing Corporation
• Securities and Exchange Commission (SEC)